I’m a dedicated Financial Consultant with years of experience in Portfolio Management and Wealth Advisory, helping clients achieve financial growth through strategic, data driven investment solutions.
Years of Financial Industry Experience
I combine regulatory oversight with strategic wealth management to help clients achieve consistent financial growth.
I am a registered Financial Professional with Purshe Kaplan Sterling Investments and have over two decades of experience in the securities and investment advisory industry. My background spans portfolio management, compliance oversight, and operational leadership across respected firms including LPL Financial LLC and Merit Financial Advisors. With licenses including Series 7, 24, 63, and the SIE, I take a client-centered approach built on transparency, regulatory discipline, and strategic financial planning. My goal is to empower individuals, families, and businesses to achieve long-term financial confidence and success.
I provide tailored investment guidance designed to align with each client’s unique goals, risk tolerance, and long-term vision for financial independence.
I ensure that all client interactions and investment strategies meet FINRA and SEC standards through careful oversight, ethical practices, and a commitment to integrity.
I offer professional financial guidance and portfolio management solutions designed to help clients build, protect, and optimize their wealth. My services are driven by a disciplined approach that combines market insight, regulatory integrity, and personalized financial strategies tailored to each client’s goals.
I design and manage customized investment portfolios that align with each client’s objectives and risk tolerance. My approach combines market analytics, asset diversification, and performance monitoring to achieve consistent, long-term growth.
I provide personalized financial consulting that empowers clients to make informed, data-driven decisions. From asset allocation to business succession strategies, I help structure investments that align with both short-term priorities and long-term objectives.
I create comprehensive wealth and retirement plans that prioritize stability, income sustainability, and legacy preservation. My goal is to help clients achieve lifelong financial independence through disciplined planning and adaptive investment strategies.
I help financial professionals and organizations maintain compliance with FINRA, SEC, and state regulations. Drawing from my experience in compliance and operations, I guide firms in establishing sound procedures that safeguard clients and ensure ethical practices.
I have built my career on a foundation of integrity, precision, and client-focused service. Over the past two decades, I have held leadership and advisory positions across some of the most respected firms in the financial services industry. My work focuses on helping clients achieve long-term growth while ensuring that every strategy upholds the highest standards of regulatory compliance and ethical practice.
I currently serve as a Registered Representative with Purshe Kaplan Sterling Investments, providing strategic investment guidance and helping clients align their portfolios with their goals and risk tolerance. My role involves developing personalized financial plans, implementing compliant investment strategies, and maintaining regulatory excellence.
Role: Financial Professional
Since: 2024 – Present
At Merit Financial Advisors, I oversee firm-wide compliance and operational standards. My dual role as Director of Compliance and General Manager involves leading regulatory initiatives, optimizing advisor workflows, and ensuring all business activities meet FINRA and SEC requirements. I also assist in guiding client strategy and risk management frameworks.
Roles: Director of Compliance & Operations,
General Manager
Since: 2001 – Present
During my 14 years with LPL Financial, I worked directly with individuals and businesses to design investment strategies that delivered sustainable growth. I provided clients with personalized financial advice, diversified asset management, and forward-looking retirement solutions — all grounded in regulatory integrity.
Role: Registered Representative
Years: 2010 – 2024
I began my professional journey at Securities America, where I developed the foundation for my expertise in investment planning, regulatory standards, and client relationship management. My experience there shaped my approach to transparent, client-first advisory service.
Role: Registered Representative
Years: 2003 – 2010
As an Investment Adviser Representative, I provided tailored financial planning services and holistic strategies focused on achieving long-term financial independence for clients. My work emphasized goal-based planning, risk assessment, and sustainable investment practices.
Role: Investment Adviser Representative
Years: 2019
As an owner and business partner, I apply my financial expertise to support the firm’s business operations and growth initiatives. This role allows me to bring financial insight into strategic decision-making beyond traditional investment management.
Role: Business Partner / Owner
Since: 2022 – Present
Genuine feedback from clients who have experienced the value of expert financial planning, personalized portfolio management, and long-term investment strategies.
Small Business Owner
Working with Amelia has completely transformed my approach to business and personal finance. Her insight into portfolio diversification and capital growth helped me strengthen both my company’s finances and my personal investments. Professional, detail-oriented, and truly dedicated.
Retiree
After years of uncertainty about retirement planning, Amelia provided clarity and confidence. She created a retirement strategy that secures my income and protects my savings. I now have complete peace of mind about my financial future.
Corporate Executive
Amelia’s understanding of executive compensation and tax-efficient investment strategies has been invaluable. Her approach is data-driven yet personal, and the results have consistently exceeded expectations. I’ve never felt more in control of my portfolio.
Nonprofit Director
Our nonprofit needed expert financial oversight for our endowment and donor funds. Amelia brought structure, transparency, and strategy that improved returns without compromising our mission. Her professionalism has been a tremendous asset to our organization.
Entrepreneur
The level of professionalism and financial insight provided was outstanding. Amelia took the time to understand my business and personal goals, and her recommendations have improved my cash flow and overall financial stability.
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